10 “SEC Stats” to Impress Your Friends

Wondering how you can impress your colleagues? Maybe get that edge towards making partner? Landing a few big clients? How about dropping a few statistics about the SEC into your next casual conversation? Here are 10 things you will learn:

1. Number of SEC Staffers
2. Number of filings reviewed by the Corp Fin staff
3. Number of the SEC’s regional offices
4. Number of Reg FD cases the SEC has ever brought
5. Number of insider trading cases the SEC brings each year
6. Number of shareholder proposals submitted to companies – and the number for which no-action relief is obtained from the SEC Staff
7. Number of SEC Staff alumni
8. Year in which SEC founded
9. Number of Corp Fin Directors that there have ever been
10. Number of times that Broc has eaten in the SEC’s cafeteria

For many more Vid-Guides dealing with corporate & securities law, corporate governance, E&S issues and more – particularly if you want to review any Vid-Guides referred to during this Vid-Guide – see the list of Vid-Guides spread throughout these categories:

• Corporate Governance
• Proxy Season
• Executive Pay
• ’34 Act/Other
• ’33 Act/Deals
• Sustainability/E&S
• Career Advice
• Fun Party

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