4 Reasons Why You Don’t Want to Be Deemed an “Executive Officer”

This is an area where hurt feelings can be real. It might even lead an officer to start looking for a new job. But the silver lining of not being named an executive officer is that you avoid the parade of horribles that are attached to be tabbed as one for SEC filing purposes. The four reasons to not want this are:

• Section 16 reporting
• Public knowledge of your wealth
• Section 16 liability
• Insider trading blackouts

For many more Vid-Guides dealing with corporate & securities law, corporate governance, E&S issues and more – particularly if you want to review any Vid-Guides referred to during this Vid-Guide – see the list of Vid-Guides spread throughout these categories:

• Corporate Governance
• Proxy Season
• Executive Pay
• ’34 Act/Other
• ’33 Act/Deals
• Sustainability/E&S
• Career Advice
• Fun Party

And since all the content on ZippyPoint.com is complimentary, please “Pay-What-You-Can” to help keep this fine platform alive & well…