5 Ways Everyone’s Insider Trading Policy Stinks
When it comes to the art of drafting insider trading policies, you can make these five changes to really set yourself apart from the pack with a Next Gen version that should really resonate with your intended audience – those covered by the policy.
My 5 recommendations are:
- Make it a real compliance document (not CYA)
- Start with a “purpose” preamble
- Add a set of FAQs
- Evolve the formatting
- Offer it in video & audio too
For many more Vid-Guides dealing with corporate & securities law, corporate governance, E&S issues and more – particularly if you want to review any Vid-Guides referred to during this Vid-Guide – see the list of Vid-Guides spread throughout these categories:
- Corporate Governance
- Proxy Season
- Executive Pay
- ’34 Act/Other
- ’33 Act/Deals
- Sustainability/E&S
- Career Advice
- Fun Party
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