5 Mistakes Made With Preliminary Proxy Statements
March 3, 2021 •
A preliminary proxy statement is a draft of the proxy that is filed with the SEC – in certain specified circumstances as required by a SEC rule – before the final – known as the “definitive” – version is filed. The five mistakes include:
- Forgetting Corp Fin may delay a proxy for weeks
- Filing a revised preliminary for immaterial changes
- Filing for shareholder proposals
- Leaving too much blank
- Forgetting to file a proxy card
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