5 Ways Everyone’s Insider Trading Policy Stinks

When it comes to the art of drafting insider trading policies, you can make these five changes to really set yourself apart from the pack with a Next Gen version that should really resonate with your intended audience – those covered by the policy.

My 5 recommendations are:

  • Make it a real compliance document (not CYA)
  • Start with a “purpose” preamble
  • Add a set of FAQs
  • Evolve the formatting
  • Offer it in video & audio too

Leave a Comment

You must be logged in to post a comment.

Like what you're seeing?

Pay-What-You-Can

Zippy Point is a community-funded site - to keep making great content, we rely on your generosity. Please "pay-what-you-can" today.