How to File Form 8-Ks for New Senior Officers

If a new CEO, President, CFO, CAO, or COO is hired – or is promoted from within the company – the company will need to file a Form 8-K under Item 5.02(c) with the SEC within four business days. However, a 8-K is not required for the hiring of other types of “Named Executive Officers.”
This video covers:

  • Officers that trigger
  • What you disclose
  • The meaning of “appointment” – what is the trigger date

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