Should You (& How to) Submit a SEC Rulemaking Petition?

I would wager to guess that there might not be a single expert out there when it comes to SEC rulemaking petitions. That’s because they simply aren’t important. But yet, here I am, making a video about them. Shrug. Here are five things related to rulemaking petitions that you should know:

  • What is a “rulemaking petition”?
  • Is the SEC required to consider them?
  • Why doesn’t the SEC take them seriously?
  • What’s a better route to go?
  • How to submit one?

For many more Vid-Guides dealing with corporate & securities law, corporate governance, E&S issues and more – particularly if you want to review any Vid-Guides referred to during this Vid-Guide – see the list of Vid-Guides spread throughout these categories:

And since all the content on ZippyPoint.com is complimentary, please “Pay-What-You-Can” to help keep this fine platform alive & well…

Leave a Comment

You must be logged in to post a comment.

Like what you're seeing?

Pay-What-You-Can

Zippy Point is a community-funded site - to keep making great content, we rely on your generosity. Please "pay-what-you-can" today.