Should You (& How to) Submit a SEC Rulemaking Petition?
I would wager to guess that there might not be a single expert out there when it comes to SEC rulemaking petitions. That’s because they simply aren’t important. But yet, here I am, making a video about them. Shrug. Here are five things related to rulemaking petitions that you should know:
- What is a “rulemaking petition”?
- Is the SEC required to consider them?
- Why doesn’t the SEC take them seriously?
- What’s a better route to go?
- How to submit one?
For many more Vid-Guides dealing with corporate & securities law, corporate governance, E&S issues and more – particularly if you want to review any Vid-Guides referred to during this Vid-Guide – see the list of Vid-Guides spread throughout these categories:
- Corporate Governance
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- Executive Pay
- ’34 Act/Other
- ’33 Act/Deals
- Sustainability/E&S
- Career Advice
- Fun Party
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