How to File Form 8-Ks for New Senior Officers
If a new CEO, President, CFO, CAO, or COO is hired – or is promoted from within the company – the company will need to file a Form 8-K under Item 5.02(c) with the SEC within four business days. However, a 8-K is not required for the hiring of other types of “Named Executive Officers.”
This video covers:
- Officers that trigger
- What you disclose
- The meaning of “appointment” – what is the trigger date
For many more Vid-Guides dealing with corporate & securities law, corporate governance, E&S issues and more – particularly if you want to review any Vid-Guides referred to during this Vid-Guide – see the list of Vid-Guides spread throughout these categories:
- Corporate Governance
- Proxy Season
- Executive Pay
- ’34 Act/Other
- ’33 Act/Deals
- Sustainability/E&S
- Career Advice
- Fun Party
And since all the content on ZippyPoint.com is complimentary, please “Pay-What-You-Can” to help keep this fine platform alive & well…
Like what you're seeing?
Pay-What-You-Can
Zippy Point is a community-funded site - to keep making great content, we rely on your generosity. Please "pay-what-you-can" today.