How to Scare Your Insiders So They Won’t Engage in Insider Trading

In this video, Broc Romanek provides examples of insider trading cases brought over the years against directors, CEOs, CFOs, finance & IT department staffers, other senior officers, in-house lawyers, the rank & file.

One of my recommendations is that you scare your insiders by providing them examples – regale them with stories – about how people that look like them get caught when they engage in insider trading.

Use the cautionary tales from this video as part of your compliance training program when you warn your employees to not engage in illegal insider training.

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