How to Update 10-K & 10-Q Exhibit Indexes

Your exhibit index in your annual report on Form 10-K might be very long. If it is, it can be a real pain to keep track of the moving parts from year to year. Adding new exhibits to quarterly reports on Form 10-Q is no picnic either. Item 601 of Regulation S-K requires the filing of many exhibits – including the all-important exhibit index.

This video covers:

• What is an exhibit index
• How does it differ for 10-Ks & 10-Qs
• Where is it located in the 10-K & 10-Q
• How to number the exhibits
• What 4 types of exhibits require notations
• How to eliminate exhibits from the index
• How to handle amended 10-Ks & 10-Qs
• What’s the in-house process to keep track of the exhibit index – Roland Kelly of Velocity Financial joins us for this!

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