What is “DTC” (and “Cede & Co.”)?

Our guest – Alliance Advisor’s Tom Ball – explains the role that DTC (“The Depository Trust Company”) – and it’s nominee, “Cede & Co.” – play in the chain of ownership for shareholders. The whole “proxy plumbing” thing…

For many more Vid-Guides dealing with corporate & securities law, corporate governance, E&S issues and more – particularly if you want to review any Vid-Guides referred to during this Vid-Guide – see the list of Vid-Guides spread throughout these categories:

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• Proxy Season
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• Sustainability/E&S
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