How to Correct Proxy Statement Mistakes

How you handle a mistake in a proxy statement depends on when the mistake happens – and the level of materiality of that mistake. This Vid-Guides mistakes made when you file the preliminary proxy statement, ones you find before you mail, ones you find after you mail – and even ones you find after your annual shareholders meeting is over!

Learn whether the Corp Fin Staff can help you, what sort of analysis you need to undertake, whether postponing an annual meeting is a factor – and what is the difference between a “proxy amendment,” a “proxy supplement” and “additional soliciting material.”

For many more Vid-Guides dealing with corporate & securities law, corporate governance, E&S issues and more – particularly if you want to review any Vid-Guides referred to during this Vid-Guide – see the list of Vid-Guides spread throughout these categories:

• Corporate Governance
• Proxy Season
• Executive Pay
• ’34 Act/Other
• ’33 Act/Deals
• Sustainability/E&S
• Career Advice
• Fun Party

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