How to File Form 8-Ks for Departing Officers

If a CEO or any “Named Executive Officer” retires, resigns or is terminated the company will need to file a Form 8-K under Item 5.02(b) with the SEC within four business days. Oddly, however, an officer’s death is not a triggering event for a 8-K. Learn:

• Officers that are covered
• What to disclose
• Officer deaths
• Change in responsibilities as trigger
• Temporary incapacitation as trigger
• Determining the trigger date

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